Elbert H. Pope
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elbert Hugh Pope JR, who also goes by Hugh Pope, was a registered financial professional .
Elbert is a previously registered financial professional and started their career in finance in 1986. Elbert had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2000 - August 22, 2018
WOODSTOCK FINANCIAL GROUP, INC.
May 11, 1999 - December 31, 1999
QUEST CAPITAL STRATEGIES, INC.
October 23, 1996 - April 14, 1997
WOODSTOCK FINANCIAL GROUP, INC.
July 18, 1994 - November 1, 1994
BARRON CHASE SECURITIES, INC.
June 15, 1992 - July 29, 1992
J. W. GANT & ASSOCIATES, INC.
March 26, 1990 - June 19, 1990
IDS LIFE INSURANCE COMPANY
March 26, 1990 - June 19, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
March 13, 1989 - November 6, 1989
ANDREW ALEN SECURITIES, INC.
September 7, 1988 - February 21, 1989
ALLIED CAPITAL GROUP, INC.
December 1, 1987 - August 29, 1988
GRAYSTONE NASH, INC.
January 2, 1987 - October 23, 1987
J. W. GANT & ASSOCIATES, INC.
March 19, 1986 - January 2, 1987
MICHELIN AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOODSTOCK FINANCIAL GROUP, INC.
CRD#: 38095 / SEC#: 801-65881, 8-48080
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOODSTOCK HOLDINGS INC | HOLDING COMPANY | |
| BRANCA, ANTHONY DOUGLAS | CHIEF COMPLIANCE OFFICER OF BD | 1178639 |
| BRANCA, ANTHONY DOUGLAS | CHIEF OPERATING OFFICER | 1178639 |
| RAIKE, WILLIAM JASPER III | CHIEF COMPLIANCE OFFICER - RIA | 1502298 |
| RAIKE, WILLIAM JASPER III | PRESIDENT / CEO | 1502298 |
| RAIKE, WILLIAM JASPER III | ROSFP | 1502298 |
| WHITLEY, MELISSA LYNN | CHIEF FINANCIAL OFFICER / FINOP | 2615710 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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