Craig K. Hardy
Professional summary
Craig Kindig Hardy is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Gray, Tennessee.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1986. Craig has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Kindig Hardy's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2013 - Present
THE O.N. EQUITY SALES COMPANY
May 14, 1986 - December 31, 2012
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2013)
(6/8/2023)
(1/22/2013)
(1/22/2013)
(1/22/2013)
Exams
FINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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