Christopher K. Schneeman

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CRD#: 1471731

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Kelly Schneeman was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 1986. Christopher had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SevenHills Cleveland Benefit Partners; Non-Investment Related; 7900 International Drive Suite 990, Bloomington, MN 55425; Employee Benefits Agency; CEO; 1/1/2018; 20 hours per month; 20 hours during trading hours; Manage contracts, revenues and expenses. Benefits business only. 2. United Benefit Partners; Non-Investment Related; 20 N Upper Wacker Drive, Chicago, IL 60606; Independently owned Employee Benefits Agencies collaborating together by associating together via commonly owned national agency called UBA; Member; 8/1/2009; 4 hours per month; 3 hours during trading hours; Participate in programs offered. 3. Sevenhills Pensionmark Advisors; Investment Related; 7900 International Drive Suite 990, Bloomington, MN 55425; Registered Investment Adviser; Advisor; 4/4/2022; 20 hours per month; 20 hours during trading hours; Lead a team that assists employers design and manage employer sponsored Retirement Plans. 4. Sevenhills Partners, Inc. dba Sevenhills Benefit Partners; Non-Investment Related; 7900 International Drive Suite 990, Bloomington, MN 55425; Independent employee benefits insurance agency assisting employers with group insurance and other products that help employers attract and retain employees; President; 4/4/2022; 160 hours per month; 160 hours during trading hours; 100% owner of Sevenhills Partners Inc. and I provide leadership and all of the usual functions of a benefits advsior.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 1, 2017 - May 29, 2024

PENSIONMARK SECURITIES, LLC

CRD#: 283952

Bloomington, MN

Past

June 16, 2015 - September 1, 2017

CAPFINANCIAL SECURITIES, LLC.

CRD#: 126291

St. Paul, MN

Past

June 10, 2015 - May 29, 2024

WORLD INVESTMENT ADVISORS, LLC

RIA

CRD#: 208512

Bloomington, MN

Past

September 11, 2014 - June 11, 2015

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

ST. PAUL, MN

Past

September 5, 2014 - June 5, 2015

LPL FINANCIAL LLC

CRD#: 6413

SAINT PAUL, MN

Past

August 20, 2012 - September 9, 2014

FINANCIAL TELESIS INC

RIA

CRD#: 31012

ST PAUL, MN

Past

October 1, 2010 - September 9, 2014

FINANCIAL TELESIS INC

CRD#: 31012

ST PAUL, MN

Past

October 30, 2006 - October 1, 2010

NRP FINANCIAL, INC.

CRD#: 103717

ST PAUL, MN

Past

October 10, 2005 - October 30, 2006

CANTELLA & CO., INC.

CRD#: 13905

ST. PAUL, MN

Past

February 4, 2004 - October 10, 2005

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

May 21, 1986 - February 17, 2004

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/6/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/20/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/20/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/19/2006

Investment Company Products/Variable Contracts Principal Examination

Current Firm

PENSIONMARK SECURITIES, LLC

PENSIONMARK SECURITIES, LLC | PFG SECURITIES, LLC. | PENSIONMARK SECURITIES, LLC.

CRD#: 283952 / SEC#: , 8-69773

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

24 East Cota Street Suite 200, Santa Barbara, CA 93101

Mailing Address

24 East Cota Street Suite 200, Santa Barbara, CA 93101

Phone number

(888) 201-5488

Established

Delaware since 04/22/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (20 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WORLD INVESTMENT ADVISORS, LLC	OWNER	208512
CARTER, ANA R	FINOP, PFO, POO	4424794
CURLEY, JONATHAN E	CHIEF COMPLIANCE OFFICER	827148
HAMMOND, TROY GLEN	PRESIDENT/CEO	2254232

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher K. Schneeman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPFINANCIAL SECURITIES, LLC.

WORLD INVESTMENT ADVISORS, LLC

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

NRP FINANCIAL, INC.

CANTELLA & CO., INC.

GROVE POINT INVESTMENTS, LLC

PRINCIPAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/6/2012

Series 63

Date: 5/20/1986

SIE

Date: 10/1/2018

Series 6

Date: 5/20/1986

Series 26

Date: 6/19/2006

Current Firm

PENSIONMARK SECURITIES, LLC

Contact information

FINRA licenses (20 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PENSIONMARK SECURITIES, LLC

TRUST BUT VERIFY

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