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Eric T. Niederreither

PAR5 CAPITAL & CO LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 1471583
EN

Professional summary

Eric Theodore Niederreither, who also goes by Eric T Niederreither, is a registered financial professional currently at PAR5 CAPITAL & CO LLC located in New York, New York.

Eric is registered as a RR (Registered Representative) and started their career in finance in 1986. Eric has worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Eric T Niederreither

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Theodore Niederreither's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 20, 2025 - Present

PAR5 CAPITAL & CO LLC

Office #1: 205 East 42nd Street 20th Floor, New York, NY 10017
BD
CRD#: 134657
New York, NY
Past

February 14, 2020 - September 30, 2025

ODEON CAPITAL GROUP LLC

BD
CRD#: 148493
NEW YORK, NY
Past

July 20, 2018 - February 25, 2020

280 SECURITIES LLC

BD
CRD#: 284939
New York, NY
Past

May 27, 2008 - June 12, 2018

INTL FCSTONE CREDIT TRADING LLC

BD
CRD#: 41025
NEW YORK, NY
Past

September 6, 2005 - May 29, 2008

GFI SECURITIES LLC

BD
CRD#: 19982
NEW YORK, NY
Past

March 1, 2005 - September 19, 2005

IMPERIAL CAPITAL, LLC

BD
CRD#: 43744
LOS ANGELES, CA
Past

January 6, 2003 - February 18, 2005

HARBORSIDE SECURITIES, LLC

BD
CRD#: 114053
NEW YORK, NY
Past

May 1, 2001 - October 18, 2002

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

January 24, 1997 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY
Past

July 15, 1994 - December 19, 1996

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

November 18, 1986 - June 7, 1994

S.G. WARBURG & CO. INC.

BD
CRD#: 1483
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(10/20/2025)
RR
Florida
(11/4/2025)
RR
New York
(10/20/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/10/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 3/1/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 11/15/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/8/2002
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PAR5 CAPITAL & CO LLC
GLOBAL CREDIT PARTNERS, LLC | PAR5 CAPITAL & CO LLC

CRD#: 134657 / SEC#: , 8-66850

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
600 Brickell Avenue Suite 2520, Miami, FL 33131
Mailing Address
600 Brickell Avenue Suite 2520, Miami, FL 33131
Phone number
(786) 638-5650
Established
Delaware since 11/23/2004
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAR HOLDINGS, LLCMEMBER
AJMANI, AJIT SINGHPRESIDENT5188424
GEORGE, THOMAS KEITHFINOP5378303
LOUDON, DENNIS EDWARDCEO & COO1146852
REID, LISA N.CHIEF COMPLIANCE OFFICER4915043

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PAR5 CAPITAL & CO LLC

CRD#: 134657New York, NY 10017

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