David J. Rothenberg
Professional summary
David Jayson Rothenberg is a registered financial professional currently at ARENA FINANCIAL SERVICES, LLC located in Purchase, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1986. David has worked at 10 firms and has passed the Series 63, Series 57TO, Series 72, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Jayson Rothenberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 4, 2021 - Present
ARENA FINANCIAL SERVICES, LLC
Office #1: 2500 Westchester Ave. Suite 401, Purchase, NY 10577February 26, 2020 - February 12, 2021
PENSERRA SECURITIES, LLC
August 21, 2017 - August 3, 2018
METLIFE INVESTMENTS SECURITIES, LLC
December 23, 2010 - April 5, 2016
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
April 27, 2006 - December 21, 2010
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
March 24, 2004 - May 26, 2005
NOMURA SECURITIES INTERNATIONAL, INC.
April 2, 1999 - July 25, 2003
BLACKROCK EXECUTION SERVICES
December 3, 1992 - February 19, 1999
VIRTU ITG LLC
January 29, 1987 - October 28, 1992
REUTERS C CORPORATION
March 19, 1986 - October 10, 1986
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2021)
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 55
Date: 11/13/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
ARENA FINANCIAL SERVICES, LLC
CRD#: 281709 / SEC#: , 8-69682
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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