Gary D. Ruff
Professional summary
Gary Daniel Ruff is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Palm Beach Gardens, Florida.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1986. Gary has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Daniel Ruff's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2025 - Present
SAYBRUS EQUITY SERVICES, LLC
October 28, 2019 - January 13, 2025
P.J. ROBB VARIABLE, LLC
November 5, 2012 - October 14, 2019
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - October 14, 2019
WELLS FARGO CLEARING SERVICES, LLC
September 5, 2003 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
January 29, 2002 - June 11, 2003
THE LEADERS GROUP, INC.
February 15, 1989 - January 3, 1991
SOARES FINANCIAL GROUP, INC.
April 23, 1986 - June 21, 2002
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2025)
(1/6/2025)
Exams
FINRA
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
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