Joseph M. Giuliani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Michael Giuliani was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1986. Joseph had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2016 - June 27, 2018
AVATAR CAPITAL GROUP LLC
February 26, 2016 - August 11, 2016
MARV CAPITAL INC.
July 17, 2012 - April 28, 2014
NW CAPITAL MARKETS INC.
December 16, 2002 - May 25, 2012
W.A. CAPITAL MARKETS
June 3, 1993 - December 17, 2002
HARTFIELD, TITUS & DONNELLY, LLC
May 24, 1990 - June 22, 1994
UBS FINANCIAL SERVICES INC.
May 20, 1986 - May 7, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
AVATAR CAPITAL GROUP LLC
CRD#: 150136 / SEC#: , 8-68218
Contact information
Documents
Red Flags
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