James E. Bickham
Professional summary
James Edward Bickham, who also goes by James E Bickham, Jim Bickham, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Port Neches, Texas.
James is registered as a RR (Registered Representative) and started their career in finance in 1986. James has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Edward Bickham's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2000 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 2117 Magnolia Ave, Port Neches, TX 77651-3919March 8, 1999 - March 20, 2000
WOODBURY FINANCIAL SERVICES, INC.
August 14, 1998 - December 31, 1998
WOODBURY FINANCIAL SERVICES, INC.
August 27, 1991 - September 5, 1996
METROPOLITAN LIFE INSURANCE COMPANY
August 27, 1991 - September 5, 1996
MSI FINANCIAL SERVICES, INC.
January 29, 1990 - July 5, 1991
WOODBURY FINANCIAL SERVICES, INC.
May 14, 1986 - November 16, 1989
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/29/2019)
(1/12/2021)
(3/13/2000)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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