David L. Almond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lee Almond, who also goes by Dave Almond, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1986. David had worked at 14 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2017 - July 6, 2018
CENTER STREET ADVISORS, INC.
June 21, 2009 - November 3, 2011
QUESTAR ASSET MANAGEMENT, INC.
January 3, 2005 - June 17, 2009
QUESTAR ASSET MANAGEMENT, INC.
September 13, 2004 - December 31, 2005
QUESTAR CAPITAL CORPORATION
September 13, 2004 - November 3, 2011
QUESTAR CAPITAL CORPORATION
November 17, 2003 - August 23, 2004
SSN ADVISORY, INC.
November 14, 2003 - August 23, 2004
SECURITIES SERVICE NETWORK, LLC
January 25, 2002 - November 13, 2003
VERAVEST INVESTMENT ADVISORS, INC.
April 12, 2001 - November 12, 2003
VERAVEST INVESTMENTS, INC.
June 14, 2000 - April 2, 2001
OSAIC WEALTH, INC.
July 1, 1999 - June 15, 2000
WELLS FARGO SECURITIES, LLC
March 26, 1999 - July 1, 1999
FIRST SECURITY INVESTOR SERVICES, INC.
January 15, 1991 - January 11, 1999
MARKETING ONE SECURITIES, INC.
January 15, 1990 - April 1, 1991
THE O.N. EQUITY SALES COMPANY
December 7, 1987 - November 14, 1989
AMERICAN EXPRESS FINANCIAL CORPORATION
March 5, 1986 - January 1, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTER STREET ADVISORS, INC.
CRD#: 169329 / SEC#: 801-80344
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,689 |
| AUM (Assets Under Management) | $ 336,007,103 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
