Georgie E. Lowe

VIRTUS INVESTMENT ADVISERS

MEDFORD, MA 02155

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CRD#: 1468148

Professional summary

Georgie Esposito Lowe, who also goes by Georgie Andrea Esposito, Georgie Andrea Lowe, is a registered financial advisor currently at VIRTUS INVESTMENT ADVISERS, LLC located in Medford, Massachusetts and VP DISTRIBUTORS LLC located in Hartford, Connecticut.

Georgie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Georgie has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Georgie Andrea Esposito | Georgie Andrea Lowe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE DIGNITY INSTITUTE, 73 CHELSEA ST, CHARLESTOWN, MA 02129; BUSINESS IS NOT INVESTMENT RELATED; NATURE OF OTHER BUSINESS: TO ENGAGE VULNERABLE YOUTH IN ENRICHMENT PROGRAMS THAT DEVELOP LEADERSHIP SKILLS AND SELF-SUFFICIENCY; POSITION: VOLUNTEER BOARD MEMBER; START DATE: 4/1/22; 6 HRS/MONTH DEVOTED TO OTHER BUSINESS; 0 HRS DEVOTED TO BUSINESS DURING SECURITIES TRADING HOURS; DUTIES: PARTICIPATE IN STRATEGY AND WORKING WITH THE KIDS AND FAMILIES IDENTIFYING POSSIBLE CORPORATE SPONSORSHIP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Georgie Esposito Lowe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2011 - Present

VIRTUS INVESTMENT ADVISERS, LLC

Office #1: 277 Park St, Medford, MA 02155

RIA

CRD#: 106982

MEDFORD, MA

Current

March 3, 2011 - Present

VP DISTRIBUTORS LLC

Office #1: One Financial Plaza, Hartford, CT 06103

CRD#: 3036

Hartford, CT

Past

January 6, 2010 - January 4, 2010

EVERGREEN INVESTMENT MANAGEMENT CO

RIA

CRD#: 104594

BOSTON, MA

Past

January 4, 2010 - February 9, 2011

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

SAN FRANCISCO, CA

Past

January 4, 2010 - February 9, 2011

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

CHARLOTTE, NC

Past

January 10, 2007 - January 4, 2010

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

Past

December 1, 2005 - January 5, 2007

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

SAN MATEO, CA

Past

November 26, 2004 - December 1, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 11, 1994 - November 2, 2004

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

April 8, 1992 - May 27, 1994

TRANSAMERICA FUND DISTRIBUTORS, INC.

CRD#: 3554

HOUSTON, TX

Past

May 29, 1991 - March 16, 1992

FAIRFIELD GROUP, INC.

CRD#: 14671

BALTIMORE, MD

Past

April 11, 1990 - February 19, 1991

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

May 21, 1986 - February 26, 1990

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIRTUS INVESTMENT ADVISERS, LLC

PHOENIX INVESTMENT COUNSEL, INC | VIRTUS INVESTMENT ADVISERS, LLC | VIRTUS INVESTMENT ADVISERS, INC.

CRD#: 106982 / SEC#: 801-5995

RIA

Registered Investment Advisory firm - (9/17/1969 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(3/3/2011)

IAR

Connecticut
(10/7/2011)

Massachusetts
(3/3/2011)

Rhode Island
(3/3/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/23/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/9/1991

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/20/1986

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

VIRTUS INVESTMENT ADVISERS, LLC

PHOENIX INVESTMENT COUNSEL, INC | VIRTUS INVESTMENT ADVISERS, LLC | VIRTUS INVESTMENT ADVISERS, INC.

CRD#: 106982 / SEC#: 801-5995

RIA

Registered Investment Advisory firm - (9/17/1969 Approved)

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Contact information

Main Address

One Financial Plaza 26th Floor, Hartford, CT 06103

Mailing Address

Phone number

(800) 248-7971

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 53,982,609,839

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Georgie E. Lowe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Georgie Esposito Lowe's CRS (Customer Relationship Summary).

Certified licenses

Experience

VP DISTRIBUTORS LLC

EVERGREEN INVESTMENT MANAGEMENT CO

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

FRANKLIN DISTRIBUTORS, LLC

CITIGROUP GLOBAL MARKETS INC.

VP DISTRIBUTORS LLC

TRANSAMERICA FUND DISTRIBUTORS, INC.

FAIRFIELD GROUP, INC.

NUVEEN SECURITIES, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

VIRTUS INVESTMENT ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/2009

Series 63

Date: 10/23/1990

SIE

Date: 10/1/2018

Series 7

Date: 12/9/1991

Series 6

Date: 5/20/1986

FINRA

Current Firm

VIRTUS INVESTMENT ADVISERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

VIRTUS INVESTMENT ADVISERS, LLC

TRUST BUT VERIFY

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