Dawn M. Solomon

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CRD#: 1467794

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dawn Marie Solomon, who also goes by Dawn Marie Dziewicki, Dawn Dziewicki, Dawn Solomon, was a registered financial professional .

Dawn is a previously registered financial professional and started their career in finance in 1987. Dawn had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dawn Marie Dziewicki | Dawn Dziewicki | Dawn Solomon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 18, 2016 - November 7, 2016

ORION TRADING, LLC

CRD#: 43932

WINTER PARK, FL

Past

September 14, 2012 - April 28, 2016

ORION TRADING, LLC

CRD#: 43932

Orlando, FL

Past

October 15, 2007 - October 31, 2007

TRADEDESK FINANCIAL CORP.

CRD#: 133707

NEW YORK CITY, NY

Past

December 7, 2006 - June 24, 2011

ORION TRADING, LLC

CRD#: 43932

WINTER PARK, FL

Past

August 22, 2002 - October 13, 2004

ORION TRADING, LLC

CRD#: 43932

WINTER PARK, FL

Past

December 19, 2001 - January 3, 2005

REDWOOD TRADING, LLC

CRD#: 114774

SAN FRANCISCO, CA

Past

May 24, 2000 - January 11, 2002

ORION TRADING, LLC

CRD#: 43932

WINTER PARK, FL

Past

February 3, 2000 - May 4, 2000

ROBERT VAN SECURITIES, INC.

CRD#: 29581

OAKLAND, CA

Past

April 8, 1998 - November 8, 1999

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

January 1, 1995 - May 31, 1996

FORD FINANCIAL SERVICES, INC.

CRD#: 13421

DEARBORN, MI

Past

March 2, 1990 - July 29, 1994

BEACHWOOD INVESTMENTS, INC.

CRD#: 7507

BEACHWOOD, OH

Past

March 24, 1987 - December 12, 1988

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 4/17/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/7/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 2/27/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/21/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 5/31/2001

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/22/2000

General Securities Principal Examination

Current Firm

ORION TRADING, LLC

CRD#: 43932 / SEC#: , 8-50484

Cancelled by SEC on 09/28/2017

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Contact information

Main Address

Mailing Address

Phone number

Established

California since 07/14/2000

Firm type

Limited Liability Company

Fiscal year end

June

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
FERNANDEZ, JOSE GREGORIO	SHAREHOLDER	2960680
ZURITA, MICHAEL ANTONIO	SHAREHOLDER	1659844
LAWAND, MICHAEL SALVADOR	SHAREHOLDER	5794216
BEAVIN, PAUL THEODORE	PRINCIPAL CCO	4493059
SOLOMON, DAWN MARIE	FINOP	1467794

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dawn M. Solomon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ORION TRADING, LLC

TRADEDESK FINANCIAL CORP.

ORION TRADING, LLC

ORION TRADING, LLC

REDWOOD TRADING, LLC

ORION TRADING, LLC

ROBERT VAN SECURITIES, INC.

SEI INVESTMENTS DISTRIBUTION CO.

FORD FINANCIAL SERVICES, INC.

BEACHWOOD INVESTMENTS, INC.

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/17/1987

SIE

Date: 11/7/2016

Series 55

Date: 2/27/2001

Series 7

Date: 3/21/1987

Series 27

Date: 5/31/2001

Series 24

Date: 6/22/2000

Current Firm

ORION TRADING, LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ORION TRADING, LLC

TRUST BUT VERIFY

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