LW
Lonnie E. Wollin
RIM ASSOCIATES,
SALT LAKE CITY, UT
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CRD#: 1467374
LW
Professional summary
Lonnie E Wollin is a registered financial advisor currently at RIM ASSOCIATES, INC located in Salt Lake City, Utah.
Lonnie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Lonnie has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WOLLIN & NEUSCHATZ, INC.; INVESTMENT REALTED; OWNER/ACCOUNTANT; NEW YORK, NY; SPENDS APPROX. 40 HRS/MTH AND 40 HRS DURING TRADING; ACCOUNTING AND TAX PREPARATION SERVICES.
CRS (Client Relationship Summary) - RIA
Click below to view Lonnie E Wollin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2021 - Present
RIM ASSOCIATES, INC
RIA
CRD#: 128201
SALT LAKE CITY, UT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(9/26/2022)
IAR
New York(5/9/2021)
IAR
Utah(6/23/2025)
Exams
Current Firm
RA
RIM ASSOCIATES, INC
RIM ASSOCIATES, INC
CRD#: 128201 / SEC#:
New Jersey
Registered Investment Advisory firm - (9/26/2022 Approved)New York
Registered Investment Advisory firm - (3/19/1999 Approved)Utah
Registered Investment Advisory firm - (6/23/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Salt Lake City, UT
Mailing Address
Phone number
(201) 693-6666
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 51 |
| AUM (Assets Under Management) | $ 37,435,218 |
Red Flags
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