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JS

Jimmie D. Summers

SAN BLAS SECURITIES LLC
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 1467286
JS

Professional summary

Jimmie Darrel Summers, who also goes by Jim Summers, Jimmy Daryl Summers, Jimmy Summers, is a registered financial professional currently at SAN BLAS SECURITIES LLC located in Chicago, Illinois.

Jimmie is registered as a RR (Registered Representative) and started their career in finance in 1986. Jimmie has worked at 11 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jim Summers | Jimmy Daryl Summers | Jimmy Summers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jimmie Darrel Summers's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2021 - Present

SAN BLAS SECURITIES LLC

Office #1: 233 S Wacker Dr Suite 4400, Chicago, IL 60606
BD
CRD#: 290605
CHICAGO, IL
Past

January 21, 2020 - April 27, 2021

WADDELL & REED

RIA
CRD#: 866
TULSA, OK
Past

January 21, 2020 - April 27, 2021

WADDELL & REED

BD
CRD#: 866
TULSA, OK
Past

December 1, 2017 - January 21, 2020

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
TULSA, OK
Past

December 1, 2017 - January 21, 2020

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
TULSA, OK
Past

September 3, 1997 - December 5, 2017

BOK FINANCIAL SECURITIES, INC.

RIA
CRD#: 17530
SAND SPRINGS, OK
Past

February 11, 1997 - December 5, 2017

BOK FINANCIAL SECURITIES, INC.

BD
CRD#: 17530
SAND SPRINGS, OK
Past

July 19, 1995 - February 7, 1997

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

July 10, 1993 - July 14, 1995

FINANCIAL HORIZONS SECURITIES CORPORATION

BD
CRD#: 20221
Past

August 12, 1992 - December 13, 1993

OSAIC FS, INC.

BD
CRD#: 3870
FORT WAYNE, IN
Past

November 1, 1989 - October 11, 1990

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

November 1, 1989 - October 11, 1990

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

April 25, 1986 - August 21, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(10/20/2021)
RR
District of Columbia
(7/20/2023)
RR
Iowa
(9/16/2021)
RR
Maryland
(7/14/2021)
RR
New Mexico
(9/8/2021)
RR
Oklahoma
(9/8/2021)
RR
Texas
(9/30/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/24/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/27/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/1986
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SB
SAN BLAS SECURITIES LLC
IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC

CRD#: 290605 / SEC#: , 8-70036

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
233 S Wacker Dr Suite 4400, Chicago, IL 60606
Mailing Address
3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184
Phone number
(773) 661-4448
Established
Delaware since 04/13/2017
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INCDIRECT OWNER
CARTER, ANA ROUMENOVAFINOP4424794
PADILLA, DANIEL JRCCO3123672
PADILLA, DANIEL JRCEO3123672

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAN BLAS SECURITIES LLC

CRD#: 290605Chicago, IL 60606

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