Jimmie Darrel Summers
Professional Summary
Jimmie Darrel Summers, who also goes by Jim Summers, Jimmy Daryl Summers, Jimmy Summers, is a registered financial advisor currently at SAN BLAS SECURITIES LLC located in Chicago, Illinois. Jimmie is registered as a RR (Registered Representative) and started their career in finance in 1986. Jimmie has worked at 11 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Summers, Jimmy Daryl Summers, Jimmy Summers
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC
Contact Information
Main Address
233 S Wacker Dr Suite 4400, Chicago, IL 60606Mailing Address
3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184Phone Number
(773) 661-4448Established
Delaware since 04/13/2017Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/20/2021)
(7/20/2023)
(9/16/2021)
(5/26/2026)
(7/14/2021)
(9/8/2021)
(9/8/2021)
(9/30/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jimmie Darrel Summers's CRS (Customer Relationship Summary).
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