Joseph G. Geelan
Professional summary
Joseph Gerard Geelan is a registered financial professional currently at CRAIG-HALLUM CAPITAL GROUP LLC located in Minneapolis, Minnesota.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1992. Joseph has worked at 4 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Gerard Geelan's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 23, 2002 - Present
CRAIG-HALLUM CAPITAL GROUP LLC
Office #1: 323 N Washington Ave Suite 300, Minneapolis, MN 55401Office #2: 323 N Washington Ave Suite 300, Minneapolis, MN 55401September 20, 2000 - July 8, 2002
THINKEQUITY LLC
June 29, 1993 - September 28, 2000
JOHN G. KINNARD AND COMPANY, INCORPORATED
February 20, 1992 - April 30, 1993
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/26/2002)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
CRAIG-HALLUM CAPITAL GROUP LLC
CRD#: 121395 / SEC#: , 8-65407
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
