Timothy J. Volk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy John Volk was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1986. Timothy had worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2020 - February 15, 2022
AXIOM FINANCIAL STRATEGIES GROUP, LLC
March 27, 1986 - December 17, 1992
FIDELITY EQUITY SERVICES CORPORATION
Primary Firm SEC Registration
AXIOM FINANCIAL STRATEGIES GROUP, LLC
CRD#: 306618 / SEC#: 801-117878
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
AXIOM FINANCIAL STRATEGIES GROUP, LLC
CRD#: 306618 / SEC#: 801-117878
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,414 |
| AUM (Assets Under Management) | $ 372,850,842 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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