Richard L. Galterio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Louis Galterio was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1986. Richard had worked at 6 firms and has passed the Series 63, Series 55, Series 7, Series 6, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2005 - January 9, 2008
SKYEBANC, INC.
February 26, 2001 - January 1, 2002
FIRST COLONIAL SECURITIES
December 21, 1998 - December 31, 2005
VFINANCE INVESTMENTS, INC
August 13, 1998 - December 15, 1998
GRADY AND HATCH & COMPANY, INC.
January 7, 1992 - August 19, 1998
COMMONWEALTH ASSOCIATES
February 27, 1986 - July 14, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/22/2002
Limited Representative-Equity Trader ExamCurrent Firm
SKYEBANC, INC.
CRD#: 44164 / SEC#: , 8-50562
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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