Arthur L. Leon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Leslie Leon, who also goes by Arthur Leon, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 2003. Arthur had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2003 - December 14, 2007
COHEN CAPITAL GROUP, LLC
September 26, 2003 - December 9, 2011
COHEN CAPITAL GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COHEN CAPITAL GROUP, LLC
CRD#: 43418 / SEC#: , 8-50278
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COHEN, ANDREW I | CHAIRMAN OF THE BOARD | |
| COHEN, ANDREW I | CHIEF EXECUTIVE OFFICER | 1503188 |
| COHEN, ERICA MACHELLE | INVESTING MEMBER | |
| COHEN, JESSE LYLE | INVESTING MEMBER | |
| HACKEL, JESSICA | INVESTING MEMBER | |
| CONFUSIONE, ANTHONY | CHIEF OPERATING OFFICER | 4622994 |
| FRISMAN, LAWRENCE JAY | INVESTING MEMBER | |
| HACK, THOMAS CHARLES | CHIEF COMPLIANCE OFFICER | 870520 |
| HACK, THOMAS CHARLES | CHIEF FINANCIAL OFFICER | 870520 |
| LEON, ARTHUR LESLIE | CHIEF RISK OFFICER | 1465699 |
| PLUM, RICHARD RYAN | INVESTING MEMBER | 4623526 |
| SALVATORE, PETER JOSEPH | INVESTING MEMBER |
Disclosures
| Regulatory Event | 5 |
Red Flags
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