Juan C. Ferreira
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juan Carlos Ferreira was a registered financial professional .
Juan is a previously registered financial professional and started their career in finance in 1986. Juan had worked at 10 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2015 - January 27, 2016
FREEDOM INVESTORS CORP.
February 28, 2014 - May 1, 2015
NEWPORT COAST SECURITIES, INC.
March 18, 2010 - February 27, 2014
MERRIMAC CORPORATE SECURITIES, INC.
July 20, 2009 - March 12, 2010
LAMPOST CAPITAL, L.C.
January 30, 2007 - July 1, 2009
PARK FINANCIAL GROUP, INC.
May 29, 1997 - December 5, 1997
CENTENNIAL CAPITAL MANAGEMENT, INC.
March 28, 1991 - May 9, 1997
WORLD INVEST CORPORATION
April 9, 1990 - April 12, 1990
INDEX SECURITIES, INC.
July 7, 1989 - February 6, 1990
BRADESCO INVESTMENTS INC.
June 24, 1986 - June 21, 1989
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/27/2007
Limited Representative-Equity Trader ExamCurrent Firm
FREEDOM INVESTORS CORP.
CRD#: 23714 / SEC#: 801-39223, 8-40671
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
