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Glenn Michael Barikmo

CRD# 1464097·Registered 1986 - 2008
Barred: Glenn Michael Barikmo was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Glenn Michael Barikmo was a registered financial advisor. Glenn was a previously registered financial professional and started their career in finance 1986 - 2008. Glenn had worked at 8 firms and has passed the Series 63, Series 55, Series 7, Series 6, Series 53, Series 4, Series 24 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

MAXIMUM FINANCIAL INVESTMENT GROUP, INC.·CRD# 40096
BD
Southfield, MI
January 19, 2006 - September 30, 2008
CINCINNATI ANALYSTS, INC.·CRD# 5478
BD
Cincinnati, OH
March 22, 2005 - October 6, 2005
MEADOWBROOK SECURITIES INC.·CRD# 37305
BD
Troy, MI
April 25, 2002 - August 31, 2004
MMS SECURITIES, INC.·CRD# 43120
BD
Troy, MI
March 22, 2002 - May 7, 2002
PKS SECURITIES, INC.·CRD# 101600
BD
Albany, NY
May 22, 2000 - March 22, 2002
MEADOWBROOK SECURITIES INC.·CRD# 37305
BD
Troy, MI
December 21, 1994 - July 31, 2000
ROBERT THOMAS SECURITIES, INC·CRD# 10147
BD
St. Petersburg, FL
October 13, 1994 - January 20, 1995
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
August 21, 1986 - October 5, 1994
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
February 27, 1986 - September 15, 1986

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Current Firm

MF
MAXIMUM FINANCIAL INVESTMENT GROUP, INC.

MAXIMUM FINANCIAL GROUP, INC. | PROGRESSIVE FINANCIAL INC. | MAXIMUM FINANCIAL INVESTMENT GROUP, INC.

CRD#: 40096 / SEC#: 8-48960
BD
Terminated by SEC on 12/01/2008

Contact Information

Established

Michigan since 01/03/1996

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
PAGANES, CHRISTOPHER THOMASCHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, COMPLIANCE DIRECTOR & CROP/SROP2173707
PAGANES, JOHN THOMASSHAREHOLDER—
PRO-ACTIVE HOLDINGSSHAREHOLDER—
RUBICON FINANCIAL HOLDINGS, INC.SHAREHOLDER—
BARIKMO, GLENN MICHAELEXECUTIVE VICE PRESIDENT1464097

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1986About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 1999

Series 7 — General Securities Representative Examination

Passed Aug 1986About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1986About the Series 6 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 1994About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Oct 1994About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed May 1994About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Apr 1994

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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