Scott W. Chace
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott William Chace, who also goes by Scott W Chace, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1986. Scott had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 15 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2000 - February 1, 2024
CF GLOBAL TRADING, LLC
June 21, 2000 - May 17, 2001
E*TRADE CLEARING LLC
July 15, 1998 - May 30, 2000
ABN AMRO SECURITIES LLC
October 7, 1994 - June 3, 1998
ROBERT FLEMING INC.
July 18, 1991 - July 24, 1992
CREDIT SUISSE SECURITIES (USA) LLC
February 27, 1990 - May 16, 1991
E*TRADE CLEARING LLC
February 19, 1986 - August 8, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 15
Date: 1/5/1987
Foreign Currency Options ExaminationCurrent Firm
CF GLOBAL TRADING, LLC
CRD#: 104245 / SEC#: , 8-52725
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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