Michael A. Martinez
Professional summary
Michael Angel Martinez, who also goes by Mike Angel Martinez, is a registered financial professional currently at SIGMA FINANCIAL CORPORATION located in Houston, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Angel Martinez's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2014 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 2600 North Loop West Suite 600, Houston, TX 77092March 27, 2014 - June 12, 2014
LPL FINANCIAL LLC
May 3, 2013 - December 31, 2013
MML INVESTORS SERVICES, LLC
January 16, 2009 - April 17, 2013
TRIAD ADVISORS LLC
October 31, 2008 - January 16, 2009
OSAIC SERVICES, INC.
February 4, 2004 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
June 26, 2002 - November 26, 2003
NEW ENGLAND SECURITIES
October 25, 1995 - November 26, 2003
NEW ENGLAND SECURITIES
March 2, 1993 - October 25, 1995
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2014)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SIGMA FINANCIAL CORPORATION
CRD#: 14303 / SEC#: , 8-30466
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING SHARES) | |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT | 2933397 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | 408389 |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 11 |
Red Flags
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Company Information
SIGMA FINANCIAL CORPORATION
CRD#: 14303Houston, TX 77092TRUST BUT VERIFY
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