Michael A. Merry

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CRD#: 1463017

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Alan Merry was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MERRY FINANCIAL, NON INVESTMENT-RELATED, 2415 WAGER RD ERIE PA 16509, INSURANCE BUSINESS OFFERING VARIOUS PRODUCTS, OWNER, STARTED JANUARY 1991, 20 HOURS PER MONTH INCLUDING 10 HOURS DURING TRADING HOURS, SALES AND SERVICE FOR LIFE HEALTH DISABILITY FIXED ANNUITIES & LONG TERM CARE; 2) SOLICITOR FOR HAZARD & SIEGEL ADVISORY SERVICES LLC , REFER CLIENT ACCOUNTS TO MONEY MANAGER REGISTERED INVESTMENT ADVISORS, 2-20 HRS PER MONTH

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 23, 2010 - December 31, 2022

HAZARD & SIEGEL ADVISORY SERVICES LLC

RIA

CRD#: 151462

ERIE, PA

Past

February 10, 2009 - December 31, 2022

HAZARD & SIEGEL, INC.

CRD#: 2048

DEWITT, NY

Past

May 7, 2008 - December 31, 2009

WORLD CAPITAL ADVISORS, LLC

RIA

CRD#: 135941

ERIE, PA

Past

May 2, 2008 - December 31, 2008

WORLD CAPITAL BROKERAGE, INC.

CRD#: 37

DENVER, CO

Past

January 4, 2006 - May 16, 2008

BLUE VASE CAPITAL MANAGEMENT

RIA

CRD#: 133447

ERIE, PA

Past

October 28, 2005 - May 2, 2008

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

ERIE, PA

Past

October 24, 2005 - May 2, 2008

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

July 14, 2003 - December 31, 2005

BLUE VASE SECURITIES, LLC

RIA

CRD#: 46765

ERIE, PA

Past

May 14, 2001 - October 24, 2005

BLUE VASE SECURITIES, LLC

CRD#: 46765

WASHINGTON, PA

Past

July 16, 1993 - June 11, 2001

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

July 16, 1993 - June 11, 2001

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

April 21, 1986 - February 13, 1992

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA

Registered Investment Advisory firm - (10/26/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/6/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/18/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA

Registered Investment Advisory firm - (10/26/2009 Approved)

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Contact information

Main Address

5793 Widewaters Parkway, Dewitt, NY 13214

Mailing Address

P.o. Box 157, Dewitt, NY 13214-0157

Phone number

(315) 414-0722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	294
AUM (Assets Under Management)	$ 378,476,990

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Michael A. Merry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HAZARD & SIEGEL, INC.

WORLD CAPITAL ADVISORS, LLC

WORLD CAPITAL BROKERAGE, INC.

BLUE VASE CAPITAL MANAGEMENT

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

BLUE VASE SECURITIES, LLC

BLUE VASE SECURITIES, LLC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

HAZARD & SIEGEL ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/6/1986

SIE

Date: 10/1/2018

Series 6

Date: 4/18/1986

Current Firm

HAZARD & SIEGEL ADVISORY SERVICES LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAZARD & SIEGEL ADVISORY SERVICES LLC

TRUST BUT VERIFY

Contact information

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