Thomas V. Conigliaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Vincent Conigliaro, who also goes by Thomas V Conigliaro, Thomas Conigliaro, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1987. Thomas had worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2012 - November 14, 2012
MARLIN & ASSOCIATES SECURITIES LLC
July 14, 2003 - August 2, 2011
GOLDMAN SACHS & CO. LLC
June 26, 2002 - June 30, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 24, 1997 - July 18, 2002
BROADCORT CAPITAL CORP.
October 20, 1987 - November 5, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MARLIN & ASSOCIATES SECURITIES LLC
CRD#: 152650 / SEC#: , 8-68471
Contact information
Documents
Red Flags
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