Thomas Vincent Conigliaro
Professional Summary
Thomas Vincent Conigliaro, who also goes by Thomas VIncent Conigliaro, Thomas Conigliaro, Thomas V Conigliaro, is a registered financial advisor currently at GOLDMAN SACHS WEALTH SERVICES, L.P. located in New York, New York and GOLDMAN SACHS & CO. LLC located in New York, New York. Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Thomas has worked at 5 firms and has passed...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas Vincent Conigliaro, Thomas Conigliaro, Thomas V Conigliaro
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
GOLDMAN SACHS AYCO | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P. | GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT
Contact Information
Main Address
100 Coliseum Drive, Cohoes, NY 12047Mailing Address
P.o. Box 15201, Albany, NY 12212Phone Number
(518) 886-4000# of Employees
1,923SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
36,184AUM (Assets Under Management)
$31,688,347,042Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/25/2026 | Cover Page | Report |
| 10/24/2025 | Cover Page | Report |
| 09/25/2024 | Cover Page | Report |
| 11/17/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
GOLDMAN SACHS AYCO | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P. | GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jun 2004About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Apr 2004About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Vincent Conigliaro's CRS (Customer Relationship Summary).
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