CO
Charles L. Orley
CENTAURUS FINANCIAL
La Mesa, CA 91941
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CRD#: 1462136
CO
Professional summary
Charles Louis Orley, who also goes by C L Orley, Chuck Orley, is a registered financial professional currently at CENTAURUS FINANCIAL, INC. located in La Mesa, California.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1986. Charles has worked at 8 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
C L Orley | Chuck Orley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHARLES ORLEY, NON-INVESTMENT RELATED, LA MESA, CA 91941, MANAGE MY PERSONAL RENTAL PROPERTIES IN CA, AZ AND TX, DEVOTED TIME IS 5 HOURS A MONTH, DEPOSIT RENTS AND CALL FOR REPAIRS. CORNERSTONE FINANCIAL SERVICES, NON-INVESTMENT RELATED, 7777 ALVARADO RD., SUITE #209, LA MESA, CA 91942, PROPERTY MANAGEMENT, OWNER, SINCE 1/15/1993, DEVOTED TIME IS 5 HRS A MONTH, COLLECT RENTS AND ORDER MAINTENANCE AS NEEDED. SURETY LIFE, AGENT, SINCE 1/10/1986, AT 7777 ALVARADO ROAD, SUITE #209, LA MESA, CA 91941, SERVICE OLD LIFE POLICIES, SERVICE PAPER WORK AND PHONE CALLS, DEVOTED TIME IS 9 HRS A MONTH, NON-INVESTMENT RELATED.
CRS (Client Relationship Summary) - BD
Click below to view Charles Louis Orley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 31, 2007 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 7777 Alvarado Road Suite #209, La Mesa, CA 91941RIA
BD
CRD#: 30833
La Mesa, CA
Past
December 22, 2010 - August 28, 2025
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
ANAHEIM, CA
Past
August 7, 2003 - September 4, 2007
WAVELAND CAPITAL PARTNERS LLC
BD
CRD#: 40054
IRVINE, CA
Past
March 21, 2003 - August 28, 2003
MULTIPLE FINANCIAL SERVICES, INC.
BD
CRD#: 100100
SAN JUAN CAPISTRANO, CA
Past
September 2, 1998 - March 21, 2003
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
March 19, 1997 - September 30, 1998
BRECEK & YOUNG ADVISORS, INC.
BD
CRD#: 40395
FOLSOM, CA
Past
December 6, 1989 - April 3, 1997
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Past
March 9, 1988 - November 13, 1989
MESA SECURITIES CORPORATION
BD
CRD#: 15206
Past
April 3, 1986 - November 20, 1989
FIDELITY EQUITY SERVICES CORPORATION
BD
CRD#: 17455
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/22/2016)
RR
California(8/31/2007)
RR
Ohio(7/29/2008)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
