Robert J. Grosso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Grosso, who also goes by Robert J Grosso, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1989. Robert had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 1997 - December 31, 1999
EXECUTIVE INVESTORS CORPORATION
February 27, 1995 - August 1, 2018
FORESTERS FINANCIAL SERVICES, INC.
October 25, 1993 - August 22, 1994
ALLIANCEBERNSTEIN INVESTMENTS, INC.
April 15, 1993 - September 28, 1993
FORESTERS FINANCIAL SERVICES, INC.
August 22, 1989 - May 13, 1991
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EXECUTIVE INVESTORS CORPORATION
CRD#: 3702 / SEC#: , 8-14133
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST INVESTORS CONSOLIDATED CORPORATION | SHAREHOLDER | |
| HEAD, GLEN OAKES | CHAIRMAN AND DIRECTOR | 240921 |
| HEAD, KATHRYN SUE | VICE PRESIDENT AND DIRECTOR | 1181913 |
| HECKER, MARVIN MACLYN | PRESIDENT | 241351 |
| LIPKUS, WILLIAM MICHAEL | CHIEF FINANCIAL OFFICER AND TREASURER | 2944274 |
| REILLY, ELIZABETH ANN | VICE PRESIDENT | 1428527 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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