William Sutherland
Professional summary
William Sutherland, who also goes by Bill Sutherland, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York and STONEX FINANCIAL INC. located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1991. William has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Sutherland's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2016 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155September 12, 2025 - Present
STONEX FINANCIAL INC.
Office #1: 230 Park Avenue 10th Floor, New York, NY, 10169July 3, 2013 - November 14, 2016
EMERGING GROWTH EQUITIES, LTD.
October 21, 2011 - June 12, 2013
NORTHLAND SECURITIES, INC.
September 10, 2003 - July 19, 2011
BOENNING & SCATTERGOOD, INC.
August 15, 2001 - May 8, 2003
TD WEALTH MANAGEMENT SERVICES INC.
April 25, 1994 - August 17, 2001
JANNEY MONTGOMERY SCOTT LLC
January 23, 1991 - May 12, 1992
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2025)
(12/20/2016)
Exams
FINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
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