Amy L. Barrett

BARRETT WEALTH CONNECTION LLC

Spring Grove, IL 60081

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CRD#: 1459516

Professional summary

Amy Lisa Barrett, CFP®, who also goes by Amy Lisa Katz, is a registered financial advisor currently at BARRETT WEALTH CONNECTION LLC located in Spring Grove, Illinois.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Amy has worked at 6 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy Lisa Katz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Congregation Am Echod: Investment Related. Highland Park, IL. 2/12/2012 to present: Volunteer and Pro-bono Investment Manager. 1 hour per month 2) Illinois and Dressage Combined Training Association: Lake Geneva, WI. Non-Investment Related. 1/1/2021 to present. Volunteer and Board Member. 2 hours per month 3) Mill Creek Hunt: Mill Creek, IL. Non-investment related. 7/1/2022 to present. Volunteer. 1 hour per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Lisa Barrett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

March 21, 2012 - Present

BARRETT WEALTH CONNECTION LLC

Office #1: 2002 Holian Drive, Suite 104, Spring Grove, IL 60081

RIA

CRD#: 161020

Spring Grove, IL

Past

November 16, 2009 - January 26, 2012

VOYAGER CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124697

LAKE GENEVA, WI

Past

January 11, 2008 - November 11, 2009

SAVANT WEALTH MANAGEMENT

RIA

CRD#: 107271

ROCKFORD, IL

Past

May 8, 1990 - December 17, 1992

NORTHSTAR DISTRIBUTORS, INC.

CRD#: 20863

Past

June 7, 1988 - January 5, 1990

CHASE FUTURES & OPTIONS, INC.

CRD#: 18472

Past

June 19, 1986 - January 28, 1987

MF GLOBAL INC.

CRD#: 6731

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARRETT WEALTH CONNECTION LLC

BARRETT WEALTH CONNECTION | BARRETT WEALTH CONNECTION LLC

CRD#: 161020 / SEC#: 801-130511

RIA

Registered Investment Advisory firm - (6/20/2024 Approved)

Colorado

Registered Investment Advisory firm - (6/22/2024 Terminated)

Illinois

Registered Investment Advisory firm - (6/21/2024 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/21/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/31/2020)

IAR

Illinois
(3/21/2012)

IAR

Texas
(1/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 2/15/1986

General Securities Representative Examination

Current Firm

BARRETT WEALTH CONNECTION LLC

BARRETT WEALTH CONNECTION | BARRETT WEALTH CONNECTION LLC

CRD#: 161020 / SEC#: 801-130511

RIA

Registered Investment Advisory firm - (6/20/2024 Approved)

Colorado

Registered Investment Advisory firm - (6/22/2024 Terminated)

Illinois

Registered Investment Advisory firm - (6/21/2024 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/21/2024 Terminated)

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Contact information

Main Address

2002 Holian Drive, Suite 104, Spring Grove, IL 60081

Mailing Address

Phone number

(815) 529-7527

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BARRETT WEALTH CONNECTION LLC FIRM BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	442
AUM (Assets Under Management)	$ 131,998,176

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Amy L. Barrett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Lisa Barrett's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARRETT WEALTH CONNECTION LLC

VOYAGER CAPITAL MANAGEMENT, LLC

SAVANT WEALTH MANAGEMENT

NORTHSTAR DISTRIBUTORS, INC.

CHASE FUTURES & OPTIONS, INC.

MF GLOBAL INC.

Primary Firm SEC Registration

BARRETT WEALTH CONNECTION LLC

State Registrations and Notice Filings

Exams

Series 7

Date: 2/15/1986

Current Firm

BARRETT WEALTH CONNECTION LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARRETT WEALTH CONNECTION LLC

TRUST BUT VERIFY

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