RH
Roger D. Hennefeld
OBERMEYER WEALTH PARTNERS
ASPEN, CO 81611
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CRD#: 1459199
RH
Professional summary
Roger David Hennefeld, CFA is a registered financial advisor currently at OBERMEYER WEALTH PARTNERS located in Aspen, Colorado.
Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Roger has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Roger David Hennefeld's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 1, 1999 - Present
OBERMEYER WEALTH PARTNERS
Office #1: 501 Rio Grande Place Suite 107, Aspen, CO 81611RIA
CRD#: 110069
ASPEN, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
OBERMEYER WEALTH PARTNERS
OBERMEYER ASSET MANAGEMENT CO | OBERMEYER WOOD INVESTMENT COUNSEL, LLLP | OBERMEYER WEALTH PARTNERS | OBERMEYER ASSET MANAGEMENT, LLC
CRD#: 110069 / SEC#: 801-54953
RIA
Registered Investment Advisory firm - (10/10/1997 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(1/1/1999)
Exams
Current Firm
OW
OBERMEYER WEALTH PARTNERS
OBERMEYER ASSET MANAGEMENT CO | OBERMEYER WOOD INVESTMENT COUNSEL, LLLP | OBERMEYER WEALTH PARTNERS | OBERMEYER ASSET MANAGEMENT, LLC
CRD#: 110069 / SEC#: 801-54953
RIA
Registered Investment Advisory firm - (10/10/1997 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
501 Rio Grande Place Suite 107, Aspen, CO 81611
Mailing Address
Phone number
(970) 925-8747
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,552 |
| AUM (Assets Under Management) | $ 2,605,361,223 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2025 | ||
| 06/27/2024 | ||
| 12/22/2023 | ||
| 02/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
