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RC

Robert F. Creighton

YOUNG AMERICA CAPITAL
Mamaroneck, NY 10543
Some features on this profile are disabled
CRD#: 1458518
RC

Professional summary


Robert Frank Creighton, who also goes by Robert F Creighton, is a registered financial professional currently at YOUNG AMERICA CAPITAL, LLC located in Mamaroneck, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1986. Robert has worked at 16 firms and has passed the Series 63, Series 82TO, SIE, Series 3, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Robert F Creighton

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Robert Frank Creighton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 11, 2021 - Present

YOUNG AMERICA CAPITAL, LLC

Office #1: 141 East Boston Post Road, Mamaroneck, NY 10543
BD
CRD#: 150443
Mamaroneck, NY
Past

August 7, 2013 - March 18, 2014

JETTRADE, INC.

BD
CRD#: 102440
CINCINNATI, OH
Past

December 21, 2010 - September 1, 2011

DIRECT ACCESS PARTNERS LLC

BD
CRD#: 120950
NEW YORK, NY
Past

August 17, 2007 - December 23, 2008

BEACON CAPITAL MARKETS, LLC

BD
CRD#: 133105
NEW YORK, NY
Past

April 3, 2006 - September 15, 2006

SOURCE CAPITAL GROUP, INC.

BD
CRD#: 36719
ELMWOOD PARK, NJ
Past

February 12, 2003 - March 26, 2004

SYNDICATED CAPITAL, INC.

BD
CRD#: 29037
DIAMOND BAR, CA
Past

June 14, 2002 - January 14, 2003

LACONIA CAPITAL CORPORATION

BD
CRD#: 104027
NEW YORK, NY
Past

March 4, 1997 - March 20, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

June 17, 1996 - March 6, 1997

NEWPORT COAST SECURITIES, INC.

BD
CRD#: 16944
NEW YORK, NY
Past

January 28, 1995 - June 10, 1996

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

September 22, 1994 - January 28, 1995

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY
Past

March 1, 1991 - September 23, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

January 3, 1990 - March 22, 1991

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

September 13, 1989 - January 24, 1990

ADVEST, INC.

BD
CRD#: 10
HARTFORD, CT
Past

October 11, 1988 - September 25, 1989

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

July 24, 1987 - August 20, 1988

LIBERTY CAPITAL MARKETS, INC.

BD
CRD#: 16534
Past

February 25, 1986 - July 9, 1988

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(12/12/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 3/25/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 6/11/2021
Limited Representative-Private Securities Offerings
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


YA
YOUNG AMERICA CAPITAL, LLC
YOUNG AMERICA CAPITAL, LLC

CRD#: 150443 / SEC#: , 8-68260

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
141 East Boston Post Road, Mamaroneck, NY 10543
Mailing Address
141 East Boston Post Road, Mamaroneck, NY 10543
Phone number
(914) 777-0100
Established
Delaware since 05/08/2000
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FORMANEK, PETER JAMESMANAGING MEMBER
FORMANEK, PETER JAMESFINANCIAL PRINCIPAL
FORMANEK, PETER JAMESCFO
FORMANEK, PETER JAMESCCO, AMLCO

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


YOUNG AMERICA CAPITAL, LLC

CRD#: 150443Mamaroneck, NY 10543

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