Gary Anthony Martino
Professional Summary
Gary Anthony Martino, who also goes by Gary Martino, is a registered financial advisor currently at TRADINGBLOCK located in Newbury Park, California. Gary is registered as a RR (Registered Representative) and started their career in finance in 1987. Gary has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 9, Series 10, Series 24, Series 14, Series 8 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gary Martino
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
AOS, INC. | TUBREAUXS WEALTH & LEGACY SOLUTIONS | TRADINGBLOCK | TRADING BLOCK | THE CUSICK GROUP | SHEIKH INVESTMENTS | MYIPO | MONEYBLOCK ASSET MANAGEMENT | MONEYBLOCK | MIDWEST CAPITAL RESOURCES, INC. | AOS, INC. DBA MONEYBLOCK
Contact Information
Main Address
311 S. Wacker Dr., Ste 1775 Ste 650, Chicago, IL 60606Mailing Address
311 S. Wacker Dr., Ste 1775, Chicago, IL 60606Phone Number
(312) 253-0385Established
Illinois since 06/02/2003Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIA HOLDINGS INC. | OWNER | — |
| HEFFERNAN, THOMAS ROBERT | VP | 5538731 |
| HOEH, PHILLIP JOHN | CCO | 2231877 |
| MARTINO, GARY ANTHONY | VP | 1458334 |
| OGILVIE, DONAL SHANNON | COO | 2863275 |
| VANDERHOOF, JOEL MICHAEL | PRESIDENT - INVESTMENT BANKING | 4152196 |
| WALLACE, ROBERT DIRLAM | CFO | 4606185 |
| WICKERT, JERE THOMAS | CEO AND PRESIDENT | 2079719 |
Disclosures
Regulatory Event
10Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/24/2012)
(10/24/2012)
(9/20/2012)
(10/24/2012)
(10/24/2012)
(10/24/2012)
(10/24/2012)
(9/20/2012)
(2/4/2016)
(10/24/2012)
(10/24/2012)
(10/24/2012)
(10/26/2012)
(10/24/2012)
(10/24/2012)
(10/24/2012)
(10/24/2012)
(10/24/2012)
(2/5/2016)
(10/26/2012)
(10/24/2012)
(10/26/2012)
(9/20/2012)
(10/24/2012)
(8/10/2016)
(10/24/2012)
(3/18/2026)
(10/24/2012)
(10/24/2012)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jun 1998SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gary Anthony Martino's CRS (Customer Relationship Summary).
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