Chibeze J. Achebe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chibeze Jonathan Achebe, who also goes by Johnathan Chibeze Achebe, Jonathan Chibeze Achebe, Jonathan Achebe, was a registered financial professional .
Chibeze is a previously registered financial professional and started their career in finance in 1986. Chibeze had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2022 - January 5, 2026
NYLIFE SECURITIES LLC
October 9, 2017 - December 14, 2019
TD AMERITRADE, INC.
May 6, 2010 - December 21, 2010
DINOSAUR FINANCIAL GROUP, L.L.C
November 7, 2007 - November 27, 2007
OPPENHEIMER & CO. INC.
March 15, 2005 - November 18, 2005
BLACKBOOK CAPITAL, LLC
November 2, 1998 - November 7, 2002
PRUDENTIAL EQUITY GROUP, LLC
June 11, 1997 - August 6, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 5, 1996 - January 29, 1997
PARAGON CAPITAL MARKETS, INC.
December 20, 1991 - November 5, 1992
AMERICAN BOND GROUP, INC.
December 6, 1988 - November 24, 1989
METROPOLITAN LIFE INSURANCE COMPANY
December 6, 1988 - November 24, 1989
MSI FINANCIAL SERVICES, INC.
November 11, 1987 - March 26, 1988
DIVERSIFIED EQUITIES CORP.
October 9, 1986 - November 19, 1987
J. W. GANT & ASSOCIATES, INC.
April 23, 1986 - October 14, 1986
NORBAY SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| VIRENDRA, SONALI NMN | ELECTED MANAGER | 2404467 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
