ML
Mirko R. Lazenby
PNC WEALTH MANAGEMENT LLC
San Diego, CA 92130-4088
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CRD#: 1458091
ML
Professional summary
Mirko Richard Lazenby, CFP® is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in San Diego, California.
Mirko is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Mirko has worked at 15 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Company Name: Lazenby Yoga / Company Job Title: Owner / Describe your Other Company job responsibilities: Lazenby Yoga offers yoga classes. My responsibility is to spend one hour a month during weekends for record keeping only. My spouse Shana Lazenby is our Yoga instructor who will hold the yoga classes. / Company State: California
CRS (Client Relationship Summary) - RIA
Click below to view Mirko Richard Lazenby's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mirko Richard Lazenby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 30, 2025 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 12255 El Camino Real Suite 200, San Diego, CA 92130-4088RIA
BD
CRD#: 129052
San Diego, CA
Current
August 23, 2021 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 12255 El Camino Real Suite 200, San Diego, CA 92130-4088RIA
BD
CRD#: 129052
San Diego, CA
Past
May 16, 2013 - August 23, 2021
BBVA SECURITIES INC.
BD
CRD#: 27060
STOCKTON, CA
Past
October 15, 2010 - August 23, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
RIA
CRD#: 110476
SAN DIEGO, CA
Past
April 27, 2010 - October 15, 2010
ST JOHNS WEALTH MANAGEMENT
RIA
CRD#: 105564
TEMECULA, CA
Past
April 26, 2010 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
FRESNO, CA
Past
May 2, 2009 - March 23, 2010
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
RANCHO SANTA FE, CA
Past
May 2, 2009 - March 23, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
RANCHO SANTA FE, CA
Past
February 1, 2006 - May 2, 2009
WAMU INVESTMENTS, INC.
RIA
CRD#: 599
SAN DIEGO, CA
Past
May 1, 1998 - May 2, 2009
WAMU INVESTMENTS, INC.
BD
CRD#: 599
SAN DIEGO, CA
Past
March 20, 1990 - May 1, 1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
BD
CRD#: 14229
NORTHRIDGE, CA
Past
October 6, 1988 - March 21, 1990
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
February 1, 1988 - September 7, 1988
OBERWEIS SECURITIES, INC.
BD
CRD#: 7739
Past
January 8, 1988 - February 1, 1988
ENGLER-BUDD & COMPANY INC.
BD
CRD#: 1743
Past
June 2, 1987 - January 15, 1988
FIRST AFFILIATED SECURITIES, INC.
BD
CRD#: 6871
Past
February 24, 1987 - June 9, 1987
MCKEWON & TIMMINS
BD
CRD#: 8647
Past
January 1, 1987 - March 2, 1987
AMERICAN HERITAGE SECURITIES CORPORATION
BD
CRD#: 16130
Past
February 19, 1986 - December 3, 1986
SOUTHMARK FINANCIAL SERVICES, INC.
BD
CRD#: 6518
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PNC WEALTH MANAGEMENT LLC
PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
RIA
Registered Investment Advisory firm - SEC (9/17/2003 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/23/2021)
IAR
California(10/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PNC WEALTH MANAGEMENT LLC
PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
RIA
Registered Investment Advisory firm - SEC (9/17/2003 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
300 Fifth Avenue 26th Floor, Pittsburgh, PA 15222-2722
Mailing Address
1900 E. 9th Street 17th Floor, Cleveland, OH 44114
Phone number
(800) 762-6111
Established
Delaware since 09/17/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,585
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
