MN
Michael K. Nakahira
CETERA INVESTMENT ADVISERS LLC
SACRAMENTO, CA 95864
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CRD#: 1457637
MN
Professional summary
Michael Kaichiro Nakahira is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sacramento, California and CETERA ADVISORS LLC located in Sacramento, California.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 51, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: HONY PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: OFFICE CONDO WITH BUSINESS SPACE FOR ADVISORS;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Kaichiro Nakahira's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1817 Maryal Drive Suite 200, Sacramento, CA 95864RIA
CRD#: 105644
SACRAMENTO, CA
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 1817 Maryal Drive Suite 200, Sacramento, CA 95864BD
CRD#: 10299
SACRAMENTO, CA
Past
July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
SACRAMENTO, CA
Past
July 8, 1997 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
SACRAMENTO, CA
Past
December 15, 1994 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SACRAMENTO, CA
Past
May 31, 1989 - December 20, 1994
FIRST AFFILIATED SECURITIES
BD
CRD#: 23737
LA JOLLA, CA
Past
September 16, 1986 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
BD
CRD#: 6871
SAN DIEGO, CA
Past
February 20, 1986 - September 15, 1986
EXECUTIVE FINANCIAL SERVICES, INC.
BD
CRD#: 13105
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/26/2024)
RR
Alaska(9/8/2022)
RR
Arizona(9/8/2022)
IAR
California(11/12/2020)
RR
California(9/8/2022)
RR
Colorado(9/8/2022)
RR
Connecticut(2/6/2025)
RR
District of Columbia(9/8/2022)
RR
Florida(9/8/2022)
RR
Georgia(9/8/2022)
RR
Hawaii(9/8/2022)
RR
Idaho(9/8/2022)
RR
Illinois(9/8/2022)
RR
Indiana(9/8/2022)
RR
Kansas(9/30/2022)
RR
Louisiana(9/8/2022)
RR
Massachusetts(9/8/2022)
RR
Minnesota(9/8/2022)
RR
Mississippi(9/8/2022)
RR
Missouri(9/8/2022)
RR
Montana(9/8/2022)
RR
Nebraska(10/21/2025)
RR
Nevada(9/8/2022)
RR
New Mexico(9/8/2022)
RR
New York(9/8/2022)
RR
Oklahoma(9/8/2022)
RR
Oregon(9/8/2022)
RR
Pennsylvania(9/8/2022)
RR
South Carolina(9/8/2022)
RR
South Dakota(10/29/2025)
IAR
Texas(1/23/2022)
RR
Texas(9/8/2022)
RR
Utah(9/8/2022)
RR
Vermont(5/29/2025)
RR
Virginia(9/8/2022)
RR
Washington(9/8/2022)
RR
Wisconsin(9/8/2022)
RR
Wyoming(4/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Sacramento, CA 95864TRUST BUT VERIFY
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