George I. Connolly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Ignatius Connolly was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1986. George had worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 22, Series 6, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2016 - December 5, 2017
GROVE POINT INVESTMENTS, LLC
May 13, 2016 - December 5, 2017
GROVE POINT INVESTMENTS, LLC
December 24, 2013 - November 8, 2021
CRI SECURITIES, LLC
December 24, 2013 - August 11, 2023
SECURIAN FINANCIAL SERVICES, INC.
March 12, 2002 - January 12, 2004
DANIEL & HENRY FINANCIAL AND INSURANCE SERVICES, LLC
March 10, 2000 - October 4, 2004
WORTHMARK FINANCIAL SERVICES, LLC
August 30, 1996 - December 14, 2023
SECURIAN FINANCIAL SERVICES, INC.
August 26, 1996 - November 8, 2021
CRI SECURITIES, LLC
July 7, 1992 - August 14, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 11, 1990 - June 12, 1992
CRI SECURITIES, LLC
April 17, 1986 - June 12, 1992
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
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