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MF

Mark J. Faber

ALLSTATE FINANCIAL ADVISORS
Tucson, AZ 85705-7433
Some features on this profile are disabled
CRD#: 1457554
MF

Professional summary

Mark John Faber, ChFC®, CLU® is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Tucson, Arizona and ALLSTATE FINANCIAL SERVICES, LLC located in Tucson, Arizona.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Mark has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark John Faber's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Experience

Current

April 5, 2021 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 645 E Speedway Tucson Az 85705-7433, Tucson, AZ 85705-7433
RIA
CRD#: 109524
Tucson, AZ
Current

April 1, 2021 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 645 E Speedway Blvd, Tucson, AZ 85705-7433
BD
CRD#: 18272
Tucson, AZ
Past

December 19, 2019 - January 22, 2020

PFG ADVISORS

RIA
CRD#: 173344
PHOENIX, AZ
Past

December 18, 2019 - January 27, 2020

SECURITIES AMERICA, INC.

BD
CRD#: 10205
TUCSON, AZ
Past

July 12, 2018 - December 6, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
TUCSON, AZ
Past

June 29, 2009 - December 6, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
TUCSON, AZ
Past

February 6, 2007 - July 1, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
TUCSON, AZ
Past

February 1, 2007 - July 1, 2009

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
TUCSON, AZ
Past

February 17, 2005 - February 1, 2007

ATLAS SECURITIES, LLC

BD
CRD#: 20991
TUCSON, AZ
Past

February 22, 2001 - February 8, 2005

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

February 22, 2001 - February 8, 2005

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

December 6, 1994 - January 8, 2001

USAA INVESTMENT SERVICES COMPANY

BD
CRD#: 5475
SAN ANTONIO, TX
Past

March 31, 1992 - November 29, 1993

USAA INVESTMENT SERVICES COMPANY

BD
CRD#: 5475
SAN ANTONIO, TX
Past

September 29, 1986 - September 12, 1991

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/5/2021)
IAR
Arizona
(4/5/2021)
RR
New Mexico
(6/10/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/7/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/11/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/12/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/26/1986
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524Tucson, AZ 85705-7433

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