Paul N. Inserra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Nicholas Inserra was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1986. Paul had worked at 10 firms and has passed the Series 66, Series 63, Series 31, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2013 - April 30, 2013
PROSPERITY CAPITAL GROUP, INC.
August 30, 2011 - May 24, 2012
MAXIM GROUP LLC
June 12, 2008 - October 26, 2009
LAKESHORE SECURITIES, L.P.
May 24, 2007 - May 22, 2008
VERITY INVESTMENTS, INC.
May 24, 2007 - May 22, 2008
VERITY INVESTMENTS, INC.
July 25, 2006 - May 15, 2007
PRINCIPAL SECURITIES, INC.
July 18, 2006 - May 15, 2007
PRINCIPAL SECURITIES, INC.
January 30, 2006 - July 14, 2006
PARK AVENUE SECURITIES LLC
January 23, 2006 - July 14, 2006
PARK AVENUE SECURITIES LLC
December 6, 2004 - December 20, 2005
UBS FINANCIAL SERVICES INC.
November 5, 2004 - December 20, 2005
UBS FINANCIAL SERVICES INC.
September 26, 2003 - October 29, 2004
GI BROKERAGE, INC.
November 14, 1995 - August 21, 2002
PRUDENTIAL EQUITY GROUP, LLC
March 15, 1995 - June 28, 1995
UBS FINANCIAL SERVICES INC.
February 19, 1986 - December 31, 1994
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/17/1999
Limited Representative-Equity Trader ExamCurrent Firm
PROSPERITY CAPITAL GROUP, INC.
CRD#: 149414 / SEC#:
Contact information
Red Flags
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