Alicia R. Teneyck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alicia Rose Teneyck, CFP®, who also goes by Alicia Rose Feldman, was a registered financial professional .
Alicia is a previously registered financial professional and started their career in finance in 1986. Alicia had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1994
Experience
January 3, 2011 - December 31, 2022
VOYA FINANCIAL ADVISORS, INC.
January 3, 2011 - December 31, 2022
VOYA FINANCIAL ADVISORS, INC.
May 13, 2009 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
May 13, 2009 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
September 23, 2003 - May 15, 2009
VALIC FINANCIAL ADVISORS, INC.
September 23, 2003 - May 15, 2009
VALIC FINANCIAL ADVISORS, INC.
May 3, 2000 - October 2, 2003
AVANTAX ADVISORY SERVICES
January 30, 1998 - September 24, 2003
AVANTAX INVESTMENT SERVICES, INC.
November 17, 1994 - July 8, 1997
AVANTAX INVESTMENT SERVICES, INC.
June 5, 1991 - December 31, 1992
TRANSAMERICA FINANCIAL ADVISORS, INC.
February 10, 1986 - December 31, 1992
TRANSAMERICA FUND DISTRIBUTORS, INC.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
