Philip J. Sher
THE SHER WEALTH MANAGEMENT GROUP
Needham, MA 02494
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CRD#: 1457079
Professional summary
Philip Jonathan Sher, CFP®, who also goes by Philip Johnathan Sher, is a registered financial advisor currently at THE SHER WEALTH MANAGEMENT GROUP located in Needham, Massachusetts and LPL FINANCIAL LLC located in Needham, Massachusetts.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Philip has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Philip Johnathan Sher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 - 08/03/2016: The Sher Wealth Management Group - Registered Investment Advisor Hybrid - DBA: (Hybrid) The Sher Wealth Management Group - INV REL - At Reported Business Location(s) - Started 03/09/2015 - 160 Hr/Mo; 3250 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Philip Jonathan Sher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
January 2, 2015 - Present
THE SHER WEALTH MANAGEMENT GROUP
Office #1: 75 Second Ave. Suite 605, Needham, MA 02494RIA
CRD#: 172369
Needham, MA
Current
October 7, 1998 - Present
LPL FINANCIAL LLC
Office #1: 75 2nd Avenue, Suite 605, Needham, MA 02494RIA
BD
CRD#: 6413
Needham, MA
Past
January 10, 2006 - July 13, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
NAPLES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
THE SHER WEALTH MANAGEMENT GROUP
THE SHER WEALTH MANAGEMENT GROUP | THE SHER WEALTH MANAGEMENT GROUP, INC.
CRD#: 172369 / SEC#: 801-131993
RIA
Registered Investment Advisory firm - (2/18/2025 Approved)Louisiana
Registered Investment Advisory firm - (2/19/2025 Terminated)Massachusetts
Registered Investment Advisory firm - (2/19/2025 Terminated)Texas
Registered Investment Advisory firm - (2/19/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/14/2021)
RR
California(1/4/2000)
RR
Connecticut(6/5/2018)
RR
District of Columbia(12/9/2024)
RR
Florida(1/3/2005)
RR
Georgia(4/28/2020)
RR
Maryland(12/3/2021)
RR
Massachusetts(10/21/1998)
IAR
Massachusetts(1/2/2015)
RR
New Hampshire(1/4/2000)
RR
New York(10/31/2006)
RR
North Carolina(6/7/2016)
RR
Ohio(1/26/2012)
RR
Rhode Island(4/28/2004)
RR
South Dakota(3/15/2011)
RR
Texas(1/2/2008)
IAR
Texas(4/17/2015)
RR
Vermont(8/23/2023)
RR
Virginia(7/28/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TS
THE SHER WEALTH MANAGEMENT GROUP
THE SHER WEALTH MANAGEMENT GROUP | THE SHER WEALTH MANAGEMENT GROUP, INC.
CRD#: 172369 / SEC#: 801-131993
RIA
Registered Investment Advisory firm - (2/18/2025 Approved)Louisiana
Registered Investment Advisory firm - (2/19/2025 Terminated)Massachusetts
Registered Investment Advisory firm - (2/19/2025 Terminated)Texas
Registered Investment Advisory firm - (2/19/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
75 Second Ave. Suite 605, Needham, MA 02494
Mailing Address
Phone number
(617) 928-3656
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 140 |
| AUM (Assets Under Management) | $ 129,647,339 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE SHER WEALTH MANAGEMENT GROUP
CRD#: 172369Needham, MA 02494TRUST BUT VERIFY
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