Philip Jonathan Sher
CFP®Professional Summary
Philip Jonathan Sher, CFP®, who also goes by Philip Johnathan Sher, is a registered financial advisor currently at THE SHER WEALTH MANAGEMENT GROUP located in Needham, Massachusetts and LPL FINANCIAL LLC located in Needham, Massachusetts. Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Philip has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Philip Johnathan Sher
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
28 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
THE SHER WEALTH MANAGEMENT GROUP | THE SHER WEALTH MANAGEMENT GROUP, INC.
Contact Information
Main Address
75 Second Ave. Suite 605, Needham, MA 02494Phone Number
(617) 928-3656# of Employees
2SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
146AUM (Assets Under Management)
$145,615,428Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
THE SHER WEALTH MANAGEMENT GROUP | THE SHER WEALTH MANAGEMENT GROUP, INC.
State Registrations and Notice Filings
(10/14/2021)
(1/4/2000)
(6/5/2018)
(12/9/2024)
(1/3/2005)
(4/28/2020)
(12/3/2021)
(10/21/1998)
(1/2/2015)
(1/4/2000)
(10/31/2006)
(6/7/2016)
(1/26/2012)
(4/28/2004)
(3/15/2011)
(1/2/2008)
(4/17/2015)
(8/23/2023)
(7/28/2008)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Philip Jonathan Sher's CRS (Customer Relationship Summary).
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