James Arthur Miehls
Professional Summary
James Arthur Miehls, who also goes by Jim Miehls, is a registered financial advisor currently at CASTLE PLACEMENT, LLC located in Dublin, Ohio. James is registered as a RR (Registered Representative) and started their career in finance in 1986. James has worked at 6 firms and has passed the Series 63, Series 79TO, Series 52TO, SIE, Series 7 and Series 52 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Miehls
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
CASTLE PLACEMENT, LLC
Contact Information
Main Address
180 Boardwalk - 625, Long Beach, NY 11561Mailing Address
1460 Broadway, New York, NY 10036Phone Number
(212) 418-1180Established
Delaware since 03/13/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/9/2022)
(12/7/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Feb 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Arthur Miehls's CRS (Customer Relationship Summary).
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