Scott A. Grooms
Professional summary
Scott Arden Grooms is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in Cornelius, North Carolina.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2007. Scott has worked at 4 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Arden Grooms's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2024 - Present
P.J. ROBB VARIABLE, LLC
December 21, 2023 - February 2, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
January 10, 2020 - October 2, 2023
ALLSTATE FINANCIAL SERVICES, LLC
July 6, 2011 - December 31, 2014
THE LEADERS GROUP, INC.
September 17, 2007 - June 24, 2011
P.J. ROBB VARIABLE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2024)
(2/22/2024)
(2/5/2024)
Exams
Series 6TO
Date: 1/10/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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