Guy J. Newman
Professional summary
Guy James Newman was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Guy James Newman, who also goes by Gary James Newman, was a registered financial professional .
Guy is a previously registered financial professional and started their career in finance in 1986. Guy had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2009 - March 23, 2011
GVC CAPITAL LLC
August 4, 2009 - November 13, 2009
CAPWEST SECURITIES, INC.
October 23, 2008 - August 24, 2009
SCOTTSDALE CAPITAL ADVISORS CORP
November 10, 2004 - October 14, 2008
GVC CAPITAL LLC
May 23, 2003 - December 7, 2004
NEWBRIDGE SECURITIES CORPORATION
February 8, 2003 - May 1, 2003
CAMDEN SECURITIES, INC.
January 22, 2002 - May 23, 2002
STERLING FINANCIAL INVESTMENT GROUP, INC.
October 7, 1999 - October 8, 2001
SCHNEIDER SECURITIES, INC.
January 5, 1995 - October 19, 1999
JOSEPH CHARLES & ASSOC., INC.
June 15, 1988 - March 13, 1991
G. K. SCOTT & CO., INC.
October 16, 1987 - June 20, 1988
BRENNAN ROSS SECURITIES, INC.
June 12, 1987 - October 29, 1987
PARKER JAMESON, INC.
February 19, 1986 - June 19, 1987
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GVC CAPITAL LLC
CRD#: 38923 / SEC#: , 8-48465
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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