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Susan W. Sofronas

MANCHESTER CAPITAL MANAGEMENT LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 1455955
SS

Professional summary

Susan Warren Sofronas, who also goes by Susan Gnodde, Susan Sofronas, Susan Warren, is a registered financial advisor currently at MANCHESTER CAPITAL MANAGEMENT LLC located in New York, New York.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Susan has worked at 6 firms and has passed the Series 63, Series 65, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Susan Gnodde | Susan Sofronas | Susan Warren

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
6/4/2024 Board of Directors member - Element Solutions Inc. (Ticker ESI), a specialty chemicals company: 500 East Broward Boulevard, Suite 1860, Fort Lauderdale, FL 33394 Not investment related 4 hours/month - none during securities trading hours Duties - strategic oversight

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Warren Sofronas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 21, 2024 - Present

MANCHESTER CAPITAL MANAGEMENT LLC

Office #1: 410 Park Avenue 12th Floor, New York, NY 10022
RIA
CRD#: 110003
New York, NY
Past

September 13, 2021 - March 27, 2023

GELLER ADVISORS LLC

RIA
CRD#: 134062
NEW YORK, NY
Past

April 9, 2002 - December 10, 2002

CITICORP INVESTMENT SERVICES

RIA
CRD#: 23988
NEW YORK, NY
Past

November 7, 2000 - November 7, 2005

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

August 30, 1993 - August 29, 2000

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

December 23, 1987 - August 16, 1989

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

April 14, 1986 - March 5, 1987

SANFORD C. BERNSTEIN & CO., INC.

BD
CRD#: 1232

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MANCHESTER CAPITAL MANAGEMENT LLC
MANCHESTER CAPITAL MANAGEMENT LLC

CRD#: 110003 / SEC#: 801-43586

RIA
Registered Investment Advisory firm - (4/7/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(11/21/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 3/3/1995
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/27/1994
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 3
Date: 6/26/2014
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/28/1993
General Securities Representative Examination

Current Firm

MC
MANCHESTER CAPITAL MANAGEMENT LLC
MANCHESTER CAPITAL MANAGEMENT LLC

CRD#: 110003 / SEC#: 801-43586

RIA
Registered Investment Advisory firm - (4/7/1993 Approved)
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Contact information

Main Address
3657 Main Street, Manchester, VT 05254
Mailing Address
Po Box 416, Manchester, VT 05254
Phone number
(802) 362-4410
Established
Firm type
Fiscal year end
# of Employees
36

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (5/13/2025)

Regulatory assets under management

Total Number of Accounts1,664
AUM (Assets Under Management)$ 3,535,130,537

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
06/26/2025
Cover Page
Report
08/20/2024
Cover Page
Report
07/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MANCHESTER CAPITAL MANAGEMENT LLC

CRD#: 110003New York, NY 10022

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