Susan E. Taylor
Professional summary
Susan E. Taylor, CFP®, who also goes by Susan T Ailstock, Susan Taylor Ailstock, Susan T. Dukes, Susan Taylor Dukes, Susan Elaine Taylor, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Virginia Beach, Virginia and CETERA WEALTH SERVICES, LLC located in Virginia Beach, Virginia.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Susan has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan E. Taylor's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1994
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 607 Lynnhaven Pkwy Ste 110, Virginia Beach, VA 23452June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
April 24, 2007 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
April 9, 2007 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
July 10, 2003 - April 24, 2007
OSAIC WEALTH, INC.
July 7, 1997 - July 10, 2003
DUKES & CO ADVISORY, INC.
May 19, 1997 - April 24, 2007
OSAIC WEALTH, INC.
March 22, 1995 - May 19, 1997
DAVENPORT-DUKES FINANCIAL SERVICES, INC.
November 19, 1989 - March 22, 1995
OSAIC WEALTH, INC.
January 28, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 5, 1986 - January 28, 1988
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2025)
(6/4/2025)
(2/6/2025)
(6/10/2021)
(6/9/2021)
(6/9/2021)
(6/9/2021)
(8/14/2024)
(6/9/2021)
(6/9/2021)
(6/9/2021)
(6/9/2021)
(6/9/2021)
(8/20/2024)
(6/9/2021)
(6/9/2021)
(6/29/2023)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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