Michael A. Barrella
SPC
MELBOURNE, FL 32940
Some features on this profile are disabled
CRD#: 1455748
Professional summary
Michael Anthony Barrella, AIF®, CFP® is a registered financial advisor currently at SPC located in Melbourne, Florida and SIGMA FINANCIAL CORPORATION located in Melbourne, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 3, Series 7, Series 10, Series 9, Series 8, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. REAL ESTATE OWNERSHIP: SINGLE FAMILY FOR 221 COLUMBIA DR #122, CAPE CANAVERAL, FL, INC:$1 TO $999. 2. BOARD OF DIRECTORS: BOYS AND GIRLS CLUB OF CENTRAL FLORIDA, BREVARD CHAPTER,NON PROFIT,COMP:$0,HRS:1-9. 3. FINRA ARBITRATOR, INDUSTRY ARBITRATOR, INDUSTRY ARBITRATOR, SRO, COMP:$1 TO $999,HRS:1-9/EXPERT WITNESS,I WILL BE GIVING EXPERT WITNESS TESTIMONY IN SECURITY ARBITRATION CASES, UTILIZING MY PAST EXPERIENCE IN THE INDUSTRY AND AS AN ARBITRATOR, EXPERT WITNESS ON AN AS NEEDED BASIS FOR SECURITY ATTORNEY, I WILL BE PAID ON AN INDEPENDENT CONTRACTOR BASIS FOR EACH CASE IN WHICH I MAY TESTIFY,COMP:$0,HRS:1-9 4. MID COAST OFFICIALS ASSOCIATION, YOUTH AND HIGH SCHOOL FOOTBALL OFFICIAL, REFEREE FOOTBALL GAMES, OFFICALS ASSOCIATION,COMP:$1 TO $999,HRS:1-9 5. MID COAST OFFICIALS ASSOCIATION, HIGH SCHOOL BASEBALL UMPIRE,OFFICATE HIGH SCHOOL BASEBALL GAMES,SOLE PROPRIETORSHIP,COMP:$1 TO $999,HRS:10-19. 6. INDEPENDENT INSURANCE AGENT OFFERING VARIOUS LINES OF INSURANCE THROUGH VARIOUS INSURANCE PROVIDERS.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Anthony Barrella's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
April 30, 2013 - Present
SPC
Office #1: 6767 N. Wickham Rd Suite 400 Aa-bb, Melbourne, FL 32940RIA
CRD#: 110692
MELBOURNE, FL
Current
April 15, 2013 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 6767 N. Wickham Rd Suite 400 Aa-bb, Melbourne, FL 32940BD
CRD#: 14303
Melbourne, FL
Past
July 15, 2010 - April 17, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MELBOURNE, FL
Past
July 14, 2010 - April 17, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MELBOURNE, FL
Past
January 23, 2008 - July 27, 2010
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
COCOA, FL
Past
January 3, 2008 - July 27, 2010
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
DAYTONA BEACH, FL
Past
August 24, 2007 - January 18, 2008
MANAGED ASSET PORTFOLIOS, LLC
RIA
CRD#: 109574
ROCHESTER, MI
Past
October 2, 2003 - February 2, 2006
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
MERRITT ISLAND, FL
Past
July 23, 1991 - February 2, 2006
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Past
May 22, 1989 - July 24, 1991
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
March 27, 1989 - May 22, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
BD
CRD#: 7323
Past
March 14, 1988 - February 4, 1989
R.B. WEBSTER INVESTMENTS, INC.
BD
CRD#: 19273
Past
January 22, 1986 - April 16, 1988
TRI-BRADLEY INVESTMENTS
BD
CRD#: 14208
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/15/2013)
IAR
Florida(4/30/2013)
RR
Georgia(6/19/2019)
RR
Michigan(6/30/2016)
RR
Tennessee(3/24/2015)
RR
Wisconsin(1/14/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 6/29/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
