Cynthia D. Managhin-thompson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Dianne Managhin-thompson, who also goes by Cynthia Dianne Managhin, Cynthia Managhin, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1993. Cynthia had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2004 - June 26, 2015
MAPLEWOOD INVESTMENTS, INC.
October 6, 1993 - May 10, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAPLEWOOD INVESTMENTS, INC.
CRD#: 103723 / SEC#: , 8-52221
Contact information
FINRA licenses (31 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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