Boyd J. Kinler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Boyd Julius Kinler, who also goes by Kinler, was a registered financial professional .
Boyd is a previously registered financial professional and started their career in finance in 1986. Boyd had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2021 - December 3, 2021
DORSEY & COMPANY, INC.
June 30, 2021 - December 3, 2021
DORSEY & COMPANY, INC.
July 7, 2015 - May 23, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 7, 2015 - May 23, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 3, 2014 - July 7, 2015
INTL ADVISORY CONSULTANTS INC.
June 7, 2011 - July 7, 2015
STERNE, AGEE & LEACH, INC.
November 14, 2005 - April 18, 2011
MORGAN KEEGAN & COMPANY, LLC
April 12, 2001 - April 18, 2011
MORGAN KEEGAN & COMPANY, LLC
November 2, 1998 - April 12, 2001
REGIONS INVESTMENT COMPANY, INC.
July 2, 1998 - November 10, 1998
INVEST FINANCIAL CORPORATION
May 7, 1997 - July 8, 1998
DEPOSIT GUARANTY INVESTMENTS, INC.
August 4, 1986 - May 7, 1997
FIDELITY BROKERAGE SERVICES LLC
February 19, 1986 - May 29, 1986
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/27/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
DORSEY & COMPANY, INC.
CRD#: 1668 / SEC#: 801-35768, 8-7541
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROSPERA FINANCIAL, LLC | OWNER | |
| THOMPSON, RAYMOND ANDREW | PRESIDENT / CEO / CCO | 737094 |
Disclosures
| Regulatory Event | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
