KA
Kenneth D. Anderson
KESTRA ADVISORY SERVICES
Greensboro, NC 27401
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CRD#: 1455489
KA
Professional summary
Kenneth Dale Anderson, who also goes by Ken Anderson, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Greensboro, North Carolina and KESTRA INVESTMENT SERVICES, LLC located in Greensboro, North Carolina.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Kenneth has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ken Anderson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: EXECUTIVE FINANCIAL POSITION: Owner NATURE: For tax filing purposes INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/1995 ADDRESS: 328 E Market St Ste 110, Greensboro NC 27401 DESCRIPTION: Filing my corporate tax return Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: www.Threewide.foundation Investment Related: No Address: P.O. Box 3405 Salisbury NC 28144 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Advisory Board Member - in order for the organization to receive grant money, a board has to be established of at least 3 members. This will not be a controlling board. Start Date: 12/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Two meetings a year, attend events as able, offer ideas for raising money for the organziation Business Name: GATE CITY ADVISORS POSITION: Senior Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 25 START DATE: 03/01/2023 ADDRESS: 328 East Market Street, Suite 110, Greensboro NC 27401 DESCRIPTION: I provide financial advice to my existing book of business which includes securities and life insurance business.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Dale Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 328 East Market St Ste 110, Greensboro, NC 27401RIA
CRD#: 283330
Greensboro, NC
Current
May 13, 2005 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 328 East Market St. Suite 110, Greensboro, NC 27401BD
CRD#: 42046
Greensboro, NC
Past
August 12, 2010 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Greensboro, NC
Past
December 31, 2001 - August 4, 2010
AMERICAN FINANCIAL MANAGEMENT GROUP, LTD.
RIA
CRD#: 119449
BERWYN, PA
Past
December 31, 2001 - August 12, 2010
IFG RUSSELL ADVISORS INC
RIA
CRD#: 108677
GREENSBORO, NC
Past
March 10, 1986 - May 23, 2005
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/19/2013)
RR
Arizona(11/5/2019)
RR
Connecticut(5/13/2005)
RR
District of Columbia(3/4/2013)
RR
Florida(6/8/2007)
RR
Georgia(12/22/2015)
RR
Kentucky(9/15/2022)
RR
Maine(6/21/2021)
RR
Maryland(11/5/2019)
RR
Michigan(5/13/2005)
RR
North Carolina(5/13/2005)
IAR
North Carolina(4/18/2016)
RR
South Carolina(6/15/2009)
RR
Texas(10/24/2023)
IAR
Texas(10/24/2023)
RR
Virginia(5/13/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Greensboro, NC 27401TRUST BUT VERIFY
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