Mark L. Attanasio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Louis Attanasio, who also goes by Mark L Attanasio, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1989. Mark had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2014 - November 16, 2018
SEPULVEDA DISTRIBUTORS LLC
September 23, 1999 - December 31, 2010
TCW FUNDS DISTRIBUTORS LLC
March 10, 1993 - October 30, 1998
CRESCENT SECURITIES CORPORATION
December 7, 1992 - April 4, 1994
THE SEIDLER COMPANIES INCORPORATED
July 6, 1992 - September 17, 1992
THE SEIDLER COMPANIES INCORPORATED
August 22, 1989 - April 9, 1991
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEPULVEDA DISTRIBUTORS LLC
CRD#: 166535 / SEC#: , 8-69221
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
